General Listing Conditions
For listing of instruments on the Regulated Market the following regular listing conditions have to be met:- the issuer’s legal status:
- the issuer’s incorporation and legal status comply with the regulations of the country of its registered office;
- the issuer has obtained a LEI code;
- the publication of the prospectus and other information:
- obligation to publish a prospectus approved by a competent authority in accordance with Market in Financial Instruments Act or EU Prospectus Regulation; or
- obligation to submit a signed statement of using an exception to the obligation to publish a prospectus;
- instruments are freely transferable:
- the issuance of instruments and settlement of trades in these instruments:
- instruments are validly issued and all conditions for safe settlement of trades are met.
Conditions to begin trading:
- publication of any addendum to the prospectus, should it exist; and
- payment of exchange fees pursuant to Ljubljana Stock Exchange Fee Schedule.
Special Listing Conditions
- Shares Segment
Subsegment Conditions Prime Market - General listing conditions.
- Special Prime Market listing conditions:
- Class of shares:
- Ordinary shares, each giving only 1 vote;
- Quantitative criteria:
- Audited annual reports for 3 business years;
- Minimum capital value: 10m EUR;
- Free float percentage: 25% or more.
- Disclosure standards:
- The issuer undertakes to publish all reports in accordance with International Financial Reporting Standards;
- The issuer undertakes to make at least a summary of its disclosures available in English as well;
- The issuer undertakes to additionally provide quarterly reports, financial calendar and a statement of compliance with the Corporate Governance Code;
- The issuer undertakes to follow good practice set out in Ljubljana Stock Exchange Guidelines for Disclosure.
- Class of shares:
Standard market - General listing conditions.
- Bond Segment
Instrument Conditions Bonds - General listing conditions.
Treasury bills - General listing conditions.
Commercial papers - General listing conditions.
- Structured Products Segment
Instrument Conditions Exchange Traded Funds
(Open-end collective investment undertaking (CIU) shares)- General listing conditions.
- Special conditions for Exchagne Traded Funds:
- A concluded market making agreement for listed Exchange Traded Funds or another applicable mechanism to help investors sell them;
- Regular publication of CIU Net Asset Value.
- Special conditions on the CIU management company, regarding competent authority approval:
- License to manage CUIs;
- License to manage specific CIU whose Exchange Traded Funds are to be listed;
- Authorization to publish a CIU prospectus;
- Approval to CIU administration rules.
Investment Funds Shares
(Closed-end collective investment undertaking (CIU) shares)- General listing conditions.
- Special conditions for Investment Funds Shares:
- A concluded market making agreement for listed shares or another applicable mechanism to help investors sell their shares;
- Regular publication of CIU Net Asset Value.
- Special conditions on the CIU management company, regarding competent authority approval:
- License to manage CIUs;
- License to manage specific CIU whose shares are to be listed.
Investment Certificates - General listing conditions.
Warrants - General listing conditions.
Freely transferable rights upon increases of share capital - General listing conditions.